How many questions are on the Series 65?
The Series 65 exam consists of 130 scored questions that must be completed within 3 hours.
Detailed Answer
The Series 65 exam is an investment adviser competency examination administered by FINRA. It is designed to qualify candidates as investment adviser representatives.
The exam consists of 130 scored multiple-choice questions that cover a wide range of topics related to investment adviser regulation, ethics, and investment recommendations.
Candidates are given 3 hours to complete the 130 scored questions on the exam. Additionally, there may be 10 unscored pretest questions included that do not count towards the final score.
The passing score for the Series 65 exam is 72%, meaning candidates must answer at least 94 of the 130 scored questions correctly to pass.
The content of the Series 65 exam is focused on investment adviser regulations, analysis of investments and investment strategies, economics, ethics and fiduciary responsibilities, and client communications and suitability.
Passing the Series 65 exam is one of the key steps required to become a registered investment adviser representative in the United States.
Tips & Recommendations
- When preparing for the Series 65 exam, be sure to thoroughly review all the exam content areas and use practice questions to identify your weakest topics.
- Managing your time effectively during the 3-hour exam window is crucial, so practice pacing yourself on practice exams.
- Get plenty of rest and stay hydrated on exam day to ensure you are focused and alert throughout the testing process.
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