Pass the Series 65 and become an Investment Adviser Representative
Comprehensive Uniform Investment Adviser Law Exam prep with ReadyScore prediction.
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Free Series 65 Study Guide
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Your path to becoming a Investment Adviser Representative
Three simple steps to know exactly when you're ready to pass the Series 65
Practice with real questions
Answer questions that mirror the exact format and difficulty of the actual Series 65 exam.
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Our algorithm predicts your actual probability of passing—not just your percentage correct.
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Schedule your exam when your ReadyScore hits 85%+ and pass on your first attempt.
All Series 65 content areas
Investment Vehicles
Economics and Analysis
Ethics and Legal Guidelines
Investment Recommendations and Strategies
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Upsero uses proven science to help you study smarter, not harder.
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Join 22K+ investment advisers who passed
"The economics and analysis sections were incredibly thorough. Passed on my first try!"
Patricia M.
IAR, California
"ReadyScore predicted 86%, I got 84%. Close enough to trust!"
William S.
Financial Planner, Arizona
"Best Series 65 prep I've used. The investment vehicle coverage was comprehensive."
Angela T.
IAR, Colorado
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Series 65 Study Topics
Master every topic on the Series 65 with our comprehensive study guides and practice questions.
Economic Factors and Business Information
15% of exam
Investment Vehicle Characteristics
25% of exam
Client Investment Recommendations and Strategies
30% of exam
Laws, Regulations, and Guidelines
30% of exam
Economic Indicators
Financial Statements
Investment Analysis
Portfolio Management
Retirement Planning
Fiduciary Responsibility
Investment Advisers Act of 1940
Series 65 Question Types
Learn strategies for every question format you'll encounter on the exam.
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Common Series 65 Questions
Find answers to the most frequently asked questions about the Series 65 exam.
Frequently asked questions
What's the difference between Series 65 and Series 66?
The Series 65 is a standalone exam for investment adviser representatives. The Series 66 combines the Series 63 and 65, but requires passing the Series 7 first.
How many questions are on the Series 65?
The Series 65 has 130 questions with a 180-minute time limit. You need a 70% to pass.
Do I need firm sponsorship?
No! The Series 65 doesn't require firm sponsorship, making it accessible to anyone who wants to become an IAR.
What topics are covered?
The Series 65 covers Economic Factors, Investment Vehicles, Client Investment Recommendations, and Laws & Regulations related to investment advice.
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