Pass the Series 63 and become a state-licensed agent
Comprehensive Uniform Securities Agent State Law Exam prep with ReadyScore prediction.
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Series 63 Licensed Agents Certified
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Your path to becoming a Series 63 Licensed Agent
Three simple steps to know exactly when you're ready to pass the Series 63
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Answer questions that mirror the exact format and difficulty of the actual Series 63 exam.
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Schedule your exam when your ReadyScore hits 85%+ and pass on your first attempt.
All Series 63 content areas
State Securities Regulations
Registration of Securities & Transactions
Ethical Practices
Fiduciary Duties
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"The state law questions were spot on. Passed Series 63 on my first try!"
Mark T.
Financial Advisor, Texas
"Short exam but tricky questions. Upsero prepared me perfectly."
Lisa R.
Broker, New York
"ReadyScore was accurate to within 2%. Highly recommend!"
Steve K.
Financial Rep, Florida
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Series 63 Study Topics
Master every topic on the Series 63 with our comprehensive study guides and practice questions.
Series 63 Question Types
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Common Series 63 Questions
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Frequently asked questions
What is the Series 63?
The Series 63 (Uniform Securities Agent State Law Exam) tests knowledge of state securities regulations. It's required in most states to sell securities.
How many questions are on the Series 63?
The Series 63 has 60 scored questions with a 75-minute time limit. You need a 72% to pass.
Do I need to take the Series 63 with Series 7?
In most states, yes. The Series 7 qualifies you at the federal level, while the Series 63 qualifies you at the state level. Some states require the Series 66 instead.
What topics are covered?
The Series 63 covers state securities regulations, ethical practices, fiduciary duties, and prohibited practices under the Uniform Securities Act.
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